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Colin Flathman

5 Years of Experience
Overland Park, KS
Broker

Colin Flathman is a registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 5 years of industry experience. Colin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

10955 LOWELL AVE STE 900, 910, 920, 100, and 200, Overland Park, KS, 66210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Colin works as an Investment Team Associate for Prosperity Advisors, LLC, dedicating full-time hours to financial services. He also refers clients to a CPA through Prosperity Tax Center, LLC, spending minimal time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Cetera Advisors LLC
January 2021 - March 2024 · 3 yrs 2 mos
State Registrations2 states
KSMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Colin Flathman - Financial Advisor | TrueAdvisor