RH
RH

Richard Hamilton

44 Years of Experience
Clifton, VA
2 DisclosuresBroker

Richard Hamilton is a registered investment advisor at LPL Financial LLC, based in Clifton, VA, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Clifton, VA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1974
Final Disposition
Criminal
February 1971
Final Disposition
Other Business Activities

Richard is involved in real estate rental, specifically renting out a beach condo, since March 2020. This activity requires minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2009 - Present · 16 yrs 8 mos
LPL Financial LLC
September 2009 - Present · 16 yrs 8 mos
LPL Financial LLC
September 2009 - Present · 16 yrs 8 mos
Previous Registrations
VALIC Financial Advisors, INC.
April 2001 - September 2009 · 8 yrs 5 mos
VALIC Financial Advisors, INC.Broker
February 2001 - September 2009 · 8 yrs 7 mos
The Variable Annuity Marketing CompanyBroker
February 2001 - December 2001 · 10 mos
Linsco/private Ledger CORP.Broker
August 2000 - February 2001 · 6 mos
American General Financial Advisors, INC.Broker
April 1999 - August 2000 · 1 yr 4 mos
The Variable Annuity Marketing CompanyBroker
July 1990 - August 2000 · 10 yrs 1 mo
Shearson Lehman Hutton INC.Broker
April 1988 - July 1990 · 2 yrs 3 mos
E. F. Hutton & Company INCBroker
April 1982 - April 1988 · 6 yrs
Wheat, First Securities, INC.Broker
April 1981 - April 1982 · 1 yr
State Registrations3 states
DCMDVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.