Conrad Tarte
Conrad Tarte is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Waterbury, CT, with 45 years of industry experience. Conrad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5M+ | 2.00% |
Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.
Fee Estimator
Location
Waterbury, CT
Get directionsHistory
Regulatory History (4)
Judgment / Lien
November 2010Employment Separation After Allegations
July 2006Customer Dispute
March 2006Customer Dispute
February 2006Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Grove Point Advisors, LLC
Grove Point Investments, LLCBroker
Mutual Service CorporationBroker
Titan/value Equities Group, INC.Broker
Waddell & Reed, INC.Broker
First Investors CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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