Diven Desai is a registered investment advisor, based in St. Petersburg, FL, with 4 years of industry experience.
Location
880 Carillon Parkway, St. Petersburg, FL, 33716
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.
December 2025 - Present · 7 mos
Raymond James Financial Services Advisors, INC
December 2025 - Present · 7 mos
Raymond James Financial Services, INC.Broker
December 2025 - Present · 7 mos
Raymond James & Associates, INC.
February 2024 - Present · 2 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2024 - Present · 2 yrs 5 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
June 2023 - June 2023 · 0 mos
TD Ameritrade Investment Management, LLC
June 2021 - June 2023 · 2 yrs
TD Ameritrade, INC.
June 2021 - October 2022 · 1 yr 4 mos
TD Ameritrade, INC.Broker
January 2021 - June 2023 · 2 yrs 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.