Maxwell Dowdy is a registered investment advisor, based in Madison, WI, with 5 years of industry experience.
Location
2945 Triverton Pike Dr, Ste 200, Madison, WI, 53711
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Maxwell is an agent/broker for North Star Consultants and North Star Brokerage, offering group/employee benefits and fixed insurance options (excluding annuities) since 2019, dedicating a few hours per week. He also works as a financial professional for North Star Resource Group, spending about a quarter of his time on financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cri Securities, LLC
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Cri Securities, LLCBroker
State Registrations28 states
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