James Galloway is a registered investment advisor, based in East Windsor, CT, with 5 years of industry experience.
1 Pasco Dr., East Windsor, CT, 06088
Get directionsNo disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →James is an advisory representative of a Registered Investment Advisor, spending about a quarter of his time on this. He also has several other non-investment related activities, including owning a lacrosse coaching company, working as a director of accounting, serving on the Somers Board of Education, and being a board member of the Northern Connecticut Chamber of Commerce, and working as a W2 employee.
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.