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Richard Wargo
4 Years of Experience
Sherwood, OR
1 DisclosureBroker
Richard Wargo is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Sherwood, OR, with 4 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
16798 SW Edy Rd, Suite 118, Sherwood, OR, 97140
Get directionsHistory
Regulatory History (1)
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Criminal
July 1986Final Disposition
Other Business Activities
Richard works as a financial advisor for both OnPoint Community Credit Union and OnPoint Investment Services since 2022. He dedicates about half of his time to each role.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2022 - Present · 3 yrs 9 mos
Raymond James Financial Services, INC.Broker
October 2022 - Present · 3 yrs 9 mos
Raymond James Financial Services, INC.
October 2022 - Present · 3 yrs 9 mos
Previous Registrations
MML Investors Services, LLC
March 2022 - October 2022 · 7 mos
MML Investors Services, LLCBroker
January 2022 - October 2022 · 9 mos
State Registrations5 states
AZCAORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.