SB
SB

Stephen Bowman

36 Years of Experience
Oak Brook, IL
1 DisclosureBroker

Stephen Bowman is a registered investment advisor at Wells Fargo Advisors, based in Oak Brook, IL, with 36 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

1515 W 22nd St Ste 700, Oak Brook, IL, 60523

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2016
Award / Judgment
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2020 - Present · 6 yrs 4 mos
Wells Fargo Advisors
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - June 2020 · 11 yrs
Morgan Stanley
June 2009 - June 2020 · 11 yrs
Morgan Stanley & CO. Incorporated
December 2008 - June 2009 · 6 mos
Morgan Stanley & CO. IncorporatedBroker
December 2008 - June 2009 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2000 - December 2008 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - December 2008 · 9 yrs 1 mo
Oak Ridge Investments, INC.Broker
March 1998 - April 1999 · 1 yr 1 mo
C&o Funds Distributor, INC.Broker
January 1991 - April 1992 · 1 yr 3 mos
Travelers Equities Sales, INC.Broker
March 1981 - July 1988 · 7 yrs 4 mos
State Registrations43 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNENJNMNVNYOHOKPARISCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors