Austin Rothstein
Austin Rothstein is a registered investment advisor at Cetera Investment Advisers LLC, based in Minneapolis, MN, with 5 years of industry experience. Austin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2701 University Ave Se, Minneapolis, MN, 55414
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Austin is an agent/broker for North Star Fixed Insurance since 2020, focusing on fixed insurance sales and dedicating a few hours per week. He also operates under the DBA Midwest Wealth Advisors, but this represents no change to his business or operations and takes minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Securian Financial Services, INC.
Cri Securities, LLC
Securian Financial Services, INC.Broker
Cri Securities, LLCBroker
State Registrations10 states
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