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Andrew Miesbach

5 Years of Experience
Fairbury, NE
Broker

Andrew Miesbach is a registered investment advisor at LPL Financial LLC, based in Fairbury, NE, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

803 5th Street, Fairbury, NE, 68352

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew operates under the DBAs NJN Financial Group and A.V.E. Wealth Management for his LPL business. He dedicates full-time hours to NJN Financial Group during trading, and minimal time to A.V.E. Wealth Management.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 4 yrs 10 mos
LPL Financial LLCBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Waddell & Reed
March 2021 - July 2021 · 4 mos
Waddell & ReedBroker
February 2021 - July 2021 · 5 mos
State Registrations15 states
AZCACOFLGAIAILKSMNMONENVSDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.