Samuel Peterman is a CFA-designated registered investment advisor at Kennedy Capital Management, based in St Louis, MO, with 2 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 213 clients with $5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $30.0M | 1.25% |
| $30M+ | 1.00% |
Fees vary by investment strategy. The schedule shown reflects the Micro-Cap strategy. Other strategies have different breakpoints and fee percentages ranging from 0.55% to 1.25%.
Fee Estimator
Location
10829 Olive Blvd, St Louis, MO, 63141-7739
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kennedy Capital Management
Previous Registrations
Craig-Hallum Capital Group LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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