Tri Mai is a registered investment advisor at Tm Wealth Management, LLC, based in Murrieta, CA, with 5 years of industry experience. Tri operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 6 clients with $240K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
TM Wealth Management charges an annualized asset-based fee of 2.00% on the value of your portfolio. Fees are negotiable and TM Wealth Management has the discretion to waive all or a portion of the fees.
Fee Estimator
Location
Murrieta, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tri works as a business advisor for NTM Digital, providing advice on digital content since 2017. This takes about a quarter of his time.
Employment History
Current Registrations
Tm Wealth Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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