John Ferguson is a registered investment advisor, based in San Rafael, CA, with 4 years of industry experience.
Location
4340 Redwood Highway, Suite B-60, San Rafael, CA, 94903
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
HUB International Investment Services INC.Broker
March 2026 - Present · 2 mos
HUB International Investment Services INC.
March 2026 - Present · 2 mos
Global Retirement Partners LLC
February 2026 - Present · 3 mos
LPL Financial LLCBroker
January 2026 - Present · 4 mos
Previous Registrations
Principal Securities, INC.Broker
October 2020 - March 2025 · 4 yrs 5 mos
State Registrations1 state
PA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.