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Robin Ballard

LPL Financial LLC
45 Years of Experience
San Diego, CA
1 DisclosureBroker
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Robin Ballard is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 45 years of industry experience. Robin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9655 Granite Ridge Dr; Suite 200-2084, San Diego, CA, 92123

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 1983
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
December 1997 - Present · 28 yrs 10 mos
LPL Financial LLCBroker
November 1993 - Present · 32 yrs 11 mos
Previous Registrations
Edward D. Jones & CO., L.P.Broker
January 1990 - November 1993 · 3 yrs 10 mos
R a F Financial CorporationBroker
May 1989 - January 1990 · 8 mos
Motels of America Investment CORP.Broker
March 1989 - February 1990 · 11 mos
Yaeger Securities, INC.Broker
August 1988 - October 1988 · 2 mos
Fitzgerald, Dearman & Roberts, INC.Broker
February 1988 - January 1990 · 1 yr 11 mos
R a F Financial CorporationBroker
August 1985 - January 1990 · 4 yrs 5 mos
Bradley & Associates, INC.Broker
November 1984 - August 1985 · 9 mos
Vantage Securities of Colorado, INC.Broker
April 1981 - December 1984 · 3 yrs 8 mos
State Registrations12 states
AZCACOFLKYNHNVNYORUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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