NC
NC

Nicholas Castaldo

5 Years of Experience
Wheaton, IL
Broker

Nicholas Castaldo is a registered investment advisor, based in Wheaton, IL, with 5 years of industry experience.

Location

120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nicholas works in customer service and marketing for United Delivery Service, helping to run social media accounts and assisting with customer relationship management. This takes about a quarter of his time and is not investment-related.

Employment History
Current Registrations
First Trust Advisors LP
October 2020 - Present · 5 yrs 7 mos
First Trust Portfolios L.P.Broker
October 2020 - Present · 5 yrs 7 mos
State Registrations1 state
IL
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.