Charles Vicente is a registered investment advisor, based in New York, NY, with 4 years of industry experience.
Location
50 Hudson Yards, New York, NY, 10001
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Blackrock Investment Management, LLC
September 2024 - Present · 1 yr 10 mos
Blackrock Investments, LLCBroker
September 2024 - Present · 1 yr 10 mos
Previous Registrations
Janney Montgomery Scott LLC
September 2023 - May 2024 · 8 mos
Janney Montgomery Scott LLCBroker
September 2021 - May 2024 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2021 - September 2021 · 2 mos
State Registrations3 states
NJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.