William Nolan
William Nolan is a registered investment advisor at Osaic Wealth, INC., based in New York, NY, with 44 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
New York, NY
Get directionsHistory
Regulatory History (6)
Customer Dispute
March 2004Customer Dispute
April 2003Civil
December 2002Customer Dispute
March 2002Regulatory
January 2002Regulatory
September 2001Other Business Activities
William is a co-trustee of the Jay L Manas Residual Trust since 2016, dedicating a few hours per week to this activity. He also engages in seasonal rental of a vacation home since 2007.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Samuel a Ramirez & CO., INC.Broker
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
W.J. Nolan & Company, INC.Broker
Mclaughlin, Piven, Vogel INC.Broker
Shearson Loeb Rhoades INC.Broker
Mclaughlin, Piven INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.