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Gary Froud

44 Years of Experience
New York, NY
Broker

Gary Froud is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

320 Park Avenue, Fl 9, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gary owns a second home that is occasionally rented out as a rental property since 2018. He spends minimal time on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
December 2014 - Present · 11 yrs 5 mos
Raymond James & Associates, INC.Broker
December 2014 - Present · 11 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLC
January 2004 - December 2014 · 10 yrs 11 mos
J.P. Morgan Securities LLCBroker
September 2003 - December 2014 · 11 yrs 3 mos
Oppenheimer & CO. INC.Broker
January 2003 - October 2003 · 9 mos
Oppenheimer & CO., INC.Broker
April 1988 - April 1995 · 7 yrs
Cibc World Markets CORP.Broker
August 1983 - January 2003 · 19 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1981 - August 1983 · 2 yrs 3 mos
State Registrations30 states
ALAZCACOCTDCFLGAILLAMAMDMEMNMSNCNHNJNMNYOHOKORPARISCTXUTVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Gary Froud - Financial Advisor | TrueAdvisor