Cole Brothen
Cole Brothen is a registered investment advisor at Cetera Investment Advisers LLC, based in Maitland, FL, with 5 years of industry experience. Cole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1750 N Maitland Ave, Maitland, FL, 32751
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cole sells fixed insurance through Evershore Fixed Insurance, dedicating a few hours per week. He is also the Chapter President for a BNI networking group and owns Brotben Financial Services LLC, spending about a quarter of his time on the latter.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations6 states
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