HC
HC
Holly Clemence
4 Years of Experience
Minneapolis, MN
Broker
Holly Clemence is a registered investment advisor at Cetera Investment Advisers LLC, based in Minneapolis, MN, with 4 years of industry experience. Holly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
901 Marquette Ave Suite 2800, Minneapolis, MN, 55402
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 1 mo
Cetera Wealth Services, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Nylife Securities LLCBroker
June 2023 - March 2024 · 9 mos
Equitable Advisors, LLC
February 2021 - April 2023 · 2 yrs 2 mos
Equitable Advisors, LLCBroker
December 2020 - April 2023 · 2 yrs 4 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.