Dana Richmond
Dana Richmond is a registered investment advisor at Cetera Investment Advisers LLC, based in Maitland, FL, with 5 years of industry experience. Dana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1750 N Maitland Ave, Maitland, FL, 32751
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dana is a fixed insurance agent with Evershore Fixed Insurance since 2020, dedicating a few hours per week. She also has a small ownership stake in restaurants and is the founder/director of a non-profit foundation, Winter Park Lifelong Learning Foundation, spending a few hours per week on each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.