JG
JG

John Garth

44 Years of Experience
Athens, AL
1 DisclosureBroker

John Garth is a registered investment advisor at Raymond James & Associates, INC., based in Athens, AL, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

109 W. Washington Street, Athens, AL, 35611

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Pending
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2007 - Present · 19 yrs 3 mos
Raymond James & Associates, INC.Broker
July 2005 - Present · 20 yrs 10 mos
Previous Registrations
Citigroup Global Markets INC.
January 2002 - August 2005 · 3 yrs 7 mos
Citigroup Global Markets INC.Broker
January 2002 - August 2005 · 3 yrs 7 mos
The Robinson-Humphrey Company, LLCBroker
May 1981 - January 2002 · 20 yrs 8 mos
State Registrations28 states
ALAZCODEFLGAILINKYLAMAMEMNMOMSNCNJNVNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Garth - Financial Advisor | TrueAdvisor