RC
RC

Richard Courtney

42 Years of Experience
Washington, DC
Broker

Richard Courtney is a registered investment advisor at Raymond James & Associates, INC., based in Washington, DC, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

801 17th Street NW, Suite 310, Washington, DC, 20006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 10 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 10 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
January 2001 - September 2016 · 15 yrs 8 mos
Deutsche Bank Securities INC.
August 1998 - September 2016 · 18 yrs 1 mo
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
August 1989 - September 1997 · 8 yrs 1 mo
Alex. Brown & Sons, INC.Broker
May 1983 - January 1987 · 3 yrs 8 mos
Robinson-Humphrey/american Express INC.Broker
May 1981 - May 1983 · 2 yrs
State Registrations30 states
ALAZCACOCTDCDEFLGAILINMAMDMEMIMONCNHNJNVNYOHPASCTXVAVTWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Richard Courtney - Financial Advisor | TrueAdvisor