David Marroquin
David Marroquin is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Redwood City, CA. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1875 Virginia Ave, Redwood City, CA, 94061
Get directionsHistory
Regulatory History (1)
Financial
September 2022Other Business Activities
David works as a consultant/independent contractor for Uber, driving people around. This takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.