LG
CFP
LG
CFP

Larry Ginsburg

44 Years of Experience
Oakland, CA
2 DisclosuresBrokerSells Insurance

Larry Ginsburg is a CFP-designated registered investment advisor, based in Oakland, CA, with 44 years of industry experience.

Location

6201 Medau Pl, Suite 101, Oakland, CA, 94611

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Denied
Customer Dispute
January 2005
Denied
Other Business ActivitiesSells Insurance

Larry operates his LPL business under the DBA Wealth Enhancement Group and also provides investment advisory services through Wealth Enhancement Advisory Services LLC, dedicating full-time hours to the latter. He also participates in paid surveys with Alpha Sites, spending minimal time on this activity.

Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
January 2023 - Present · 3 yrs 8 mos
Wealth Enhancement Advisory Services, LLC
December 2022 - Present · 3 yrs 9 mos
Previous Registrations
LPL Financial LLCBroker
December 2022 - June 2025 · 2 yrs 6 mos
Ginsburg Financial Advisors
April 2018 - December 2022 · 4 yrs 8 mos
Ginsburg Financial Advisors
January 2011 - December 2017 · 6 yrs 11 mos
Cetera Advisor Networks LLC
October 2007 - December 2022 · 15 yrs 2 mos
Cetera Advisor Networks LLCBroker
October 2007 - December 2022 · 15 yrs 2 mos
Ginsburg Financial Advisors
August 2007 - December 2010 · 3 yrs 4 mos
Associated Planners Investment Advisory INC
July 1997 - November 2007 · 10 yrs 4 mos
Associated Securities CORP.
July 1997 - November 2007 · 10 yrs 4 mos
Associated Securities CORP.Broker
February 1985 - November 2007 · 22 yrs 9 mos
Equitec Securities CompanyBroker
May 1981 - February 1985 · 3 yrs 9 mos
State Registrations22 states
AZCADCFLGAHIIDILINKSLAMAMDMIMONMNVNYORPAUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Larry Ginsburg - Financial Advisor | TrueAdvisor