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CFP
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CFP

Kathleen Gfrorer

Private Client Services, LLC
45 Years of Experience
Oak Brook, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Kathleen Gfrorer is a CFP-designated registered investment advisor at Private Client Services, LLC, based in Oak Brook, IL, with 45 years of industry experience. Kathleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,765 clients with $1.4B in assets under management.

Private Client Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
685 advisors
Number of Clients
8,765 clients
Average Client Portfolio
$158K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1M+1.25%

Fees are negotiable based on client complexity and relationship size. Third-party manager marketplace adds 0.15% to 1.00% subscription fees. American Funds F2 program charges 0.25% to 1.00% flat rate.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1100 Jorie Boulevard, Ste 364, Oak Brook, IL, 60523

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2004
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kathleen is a registered investment advisor (RIA) with VestGen Advisors, dedicating nearly full-time hours to this role. She also works as an insurance sales agent, selling life insurance and fixed annuities, but reports spending no time on this activity currently.

Employment History
Current Registrations
Private Client Services, LLCBroker
December 2024 - Present · 1 yr 10 mos
Vestgen Advisors, LLC
October 2024 - Present · 2 yrs
Previous Registrations
LPL Financial LLCBroker
March 2023 - December 2024 · 1 yr 9 mos
LPL Financial LLC
March 2023 - December 2024 · 1 yr 9 mos
Securities America, INC.Broker
October 2002 - March 2023 · 20 yrs 5 mos
Landmark Capital INC.
December 1997 - April 2024 · 26 yrs 4 mos
Securities America, INC.Broker
January 1997 - March 1997 · 2 mos
Peb Financial Group, INC.Broker
August 1987 - October 2002 · 15 yrs 2 mos
Balcor Securities CompanyBroker
May 1981 - July 1987 · 6 yrs 2 mos
State Registrations18 states
ALARAZCODCFLIAILINKYLAMIMNOHPATNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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