Robert Ostrander
Robert Ostrander is a CFP-designated registered investment advisor at Sws Advisors, INC., based in Columbus, OH, with 45 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 561 clients with $60M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Rates shown are for all assets except variable annuities, which have a separate schedule (1.00% up to $1M, 0.75% over $1M). Financial planning services may be provided to advisory clients for no additional fee.
Fee Estimator
Location
1900 Polaris Parkway, Suite 450, Columbus, OH, 43240
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is a licensed insurance agent offering life, accident, health, and HMO insurance, and is the President/insurance agent for SWS Risk Management Agency, selling life and health insurance products. He also holds various positions in other organizations, including President of Centerpoint Stewardship, Inc. and President/registered rep for Omni Financial Securities, Inc., taking nearly full-time hours.
Employment History
Current Registrations
Sws Advisors, INC.
Omni Financial Securities, INC.Broker
Previous Registrations
Manex Advisors, INC
Omni Capital Markets, IncorporatedBroker
Parsons Securities, INC.Broker
Private Ledger Financial Services, IncorporatedBroker
First Park Equities, INC.Broker
Singer, Engler & Kupfer Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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