William Dahm
William Dahm is a CFP-designated registered investment advisor at Provenance Wealth Advisors, based in Fort Lauderdale, FL, with 4 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Estate Planning, and 5 more. Their firm serves 3,111 clients with $3.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.70% |
| $10.0M - $35.0M | 0.55% |
| $35.0M - $50.0M | 0.45% |
| $50M+ | 0.40% |
Fees are negotiable. Clients also pay an additional platform fee ranging from 0.04% to 0.25% annually based on asset levels.
Fee Estimator
Location
200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL, 33301
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William works for Provenance Wealth Advisors as an employee, dedicating less than 40 hours per week to administrative duties. This activity is not investment-related.
Employment History
Current Registrations
Provenance Wealth Advisors
Pwa Securities, LLC
Pwa Securities, LLCBroker
Previous Registrations
Citizens Securities, INC.
Citizens Securities, INC.Broker
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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