Thomas Kaiser is a CFA-designated registered investment advisor at Allworth Financial, L.P., based in Indianapolis, IN, with 5 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 29,297 clients with $34B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum fee is 2.00% per year, subject to a $2,500 annual minimum fee. Fees are negotiable and can vary based on specific client circumstances.
Fee Estimator
Location
8801 River Crossing Blvd, Suite 100, Indianapolis, IN, 46240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is the President and Board Member of the CFA Society of Indianapolis, a non-profit organization, dedicating about 10-20% of his time. He also works as a Portfolio Manager for Innovative Portfolios, LLC, a Registered Investment Advisor, spending about a quarter of his time.
Employment History
Current Registrations
Allworth Financial, L.P.
Previous Registrations
Sheaff Brock Investment Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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