James Henry is a registered investment advisor, based in Austin, TX, with 5 years of industry experience.
Location
3711 S Mopac Expy, Suite 150, Austin, TX, 78746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works full-time as an Investment Advisor Representative for 49 Wealth Management, providing financial planning and investment advice. He also works about 10-20% of his time as an insurance agent for 49 Financial, selling fixed insurance products, and about a quarter of his time as a Registered Representative for Oakwood Capital Securities, selling variable investment and insurance products.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
49 Financial
Previous Registrations
Thrivent Advisor Network, LLC
Purshe Kaplan Sterling InvestmentsBroker
State Registrations9 states
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