RK
RK

Richard Kohl

3 Years of Experience
Fort Thomas, KY
Broker

Richard Kohl is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fort Thomas, KY, with 3 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

1 Highland Ave, Suite F, Fort Thomas, KY, 41075

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2023 - Present · 3 yrs 4 mos
Raymond James Financial Services, INC.Broker
October 2022 - Present · 3 yrs 9 mos
Previous Registrations
Fidelity Brokerage Services LLCBroker
May 2021 - November 2021 · 6 mos
State Registrations12 states
ALCOFLGAINKYNCNYOHSCSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Kohl - Financial Advisor | TrueAdvisor