Sean Touhy is a registered investment advisor, based in New York, NY, with 4 years of industry experience.
Location
399 Park Avenue, New York, NY, 10022
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
First Manhattan Securities LLCBroker
April 2024 - Present · 2 yrs 1 mo
First Manhattan Securities LLC
April 2024 - Present · 2 yrs 1 mo
First Manhattan CO. LLC
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Hightower Advisors, LLC
March 2022 - March 2024 · 2 yrs
Hightower Securities, LLCBroker
March 2022 - March 2024 · 2 yrs
Ameriprise Financial Services, LLC
August 2021 - February 2022 · 6 mos
Ameriprise Financial Services, LLCBroker
April 2021 - February 2022 · 10 mos
Worden Capital Management LLCBroker
February 2021 - March 2021 · 1 mo
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.