Adele Kates is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 4 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, Purchase, NY, 10577-2530
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2024 - Present · 1 yr 9 mos
Morgan Stanley
July 2024 - Present · 1 yr 10 mos
Morgan StanleyBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
D.A. Davidson & CO.
February 2024 - June 2024 · 4 mos
D.A. Davidson & CO.Broker
February 2024 - June 2024 · 4 mos
Missionsquare Retirement
October 2023 - January 2024 · 3 mos
Missionsquare Investment ServicesBroker
October 2023 - January 2024 · 3 mos
Manning & Napier Advisors, LLC
August 2023 - October 2023 · 2 mos
Manning & Napier Investor Services, INC.Broker
February 2021 - October 2023 · 2 yrs 8 mos
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.