MD
MD

Michael Dwyer

44 Years of Experience
Boston, MA
Broker

Michael Dwyer is a registered investment advisor, based in Boston, MA, with 44 years of industry experience.

Location

One Boston Place, 41st Floor, Boston, MA, 02108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is employed by Wainwright Investment Counsel, LLC as a Senior Vice President, spending the majority of his time there. He is also registered with WFS, LLC, a subsidiary of Wainwright, facilitating private placement transactions.

Employment History
Current Registrations
Wfs, LLCBroker
June 2002 - Present · 23 yrs 11 mos
Wainwright Investment Counsel LLC
February 2001 - Present · 25 yrs 3 mos
Previous Registrations
H.C. Wainwright & CO., INC.Broker
June 1990 - August 2002 · 12 yrs 2 mos
Homans, Mcgraw, Trull, Valeo & CO., INC.Broker
February 1989 - June 1990 · 1 yr 4 mos
Dean Witter Reynolds INC.Broker
December 1987 - March 1989 · 1 yr 3 mos
L. F. Rothschild & CO. IncorporatedBroker
June 1987 - December 1987 · 6 mos
Dean Witter Reynolds INC.Broker
September 1983 - March 1989 · 5 yrs 6 mos
First Jersey Securities, INC.Broker
May 1981 - September 1983 · 2 yrs 4 mos
State Registrations8 states
AZCACTMANHNYRIVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Dwyer - Financial Advisor | TrueAdvisor