Nicholas Easby-Smith is a registered investment advisor, based in Dallas, TX, with 5 years of industry experience.
Location
Dallas, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas works as a driver for Uber Technologies Inc.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
August 2021 - Present · 4 yrs 11 mos
Kestra Advisory Services, LLC
August 2021 - Present · 4 yrs 11 mos
Kestra Investment Services, LLC
August 2021 - Present · 4 yrs 11 mos
Previous Registrations
Equitable Advisors, LLC
March 2021 - July 2021 · 4 mos
Equitable Advisors, LLCBroker
January 2021 - July 2021 · 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.