Juliet Capozzi is a registered investment advisor, based in Nashville, TN, with 4 years of industry experience.
Location
3322 West End Avenue, Suite 620, Nashville, TN, 37203
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
July 2024 - Present · 2 yrs
Truist Advisory Services, INC.
July 2024 - Present · 2 yrs
Truist Investment Services, INC.Broker
July 2024 - Present · 2 yrs
Previous Registrations
RBC Capital Markets, LLC
April 2022 - June 2024 · 2 yrs 2 mos
RBC Capital Markets, LLCBroker
July 2021 - June 2024 · 2 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.