Andrew Sullivan
Andrew Sullivan is a registered investment advisor at Cetera Investment Advisers LLC, based in Lexington, SC, with 5 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
123-C Library Hill Lane, Lexington, SC, 29072
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew sells and services fixed indexed annuities and life insurance products, dedicating about 10-20% of his time to the former and a few hours per week to the latter. He also owns Sullivan Law, LLC, an estate planning legal practice, and works for Douglass Financial, LLC providing financial planning services, dedicating nearly full-time hours to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
State Registrations7 states
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