JM
JM

John Mooney

5 Years of Experience
Mount Arlington, NJ
BrokerSells Insurance

John Mooney is a registered investment advisor, based in Mount Arlington, NJ, with 5 years of industry experience.

Location

200 Valley Road, Suite 300, Mount Arlington, NJ, 07856

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is a passive owner of Wealthspring Financial Partners, treasurer for Blairstown Rotary Club, and a member of Nisivoccia Wealth Advisors, LLC. He also refers clients to Avantax Insurance Agency and/or Avantax Insurance Services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
April 2021 - September 2025 · 4 yrs 5 mos
Avantax Investment Services, INC.Broker
March 2021 - September 2025 · 4 yrs 6 mos
State Registrations10 states
COFLGAINMAMINJNYPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Mooney - Financial Advisor | TrueAdvisor