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Nolan Karfonta

3 Years of Experience
Columbia, MD
Broker

Nolan Karfonta is a registered investment advisor, based in Columbia, MD, with 3 years of industry experience.

Location

5950 Symphony Woods Road, Suite 412, Columbia, MD, 21044

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
December 2023 - Present · 2 yrs 5 mos
Raymond James Financial Services Advisors, INC
December 2023 - Present · 2 yrs 5 mos
Raymond James Financial Services, INC.
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2023 - January 2024 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2022 - January 2024 · 1 yr 3 mos
State Registrations7 states
DCGAMAMDNCPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nolan Karfonta - Financial Advisor | TrueAdvisor