LP
LP
Larry Pugliese is a registered investment advisor at Morgan Stanley, based in San Diego, CA, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 West Broadway, Suite 1800, San Diego, CA, 92101
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Regulatory History (1)
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Customer Dispute
August 2002Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2021 - Present · 4 yrs 11 mos
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - June 2021 · 17 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - June 2021 · 17 yrs 11 mos
Prudential Securities Incorporated
July 1997 - July 2003 · 6 yrs
Prudential Securities IncorporatedBroker
June 1986 - July 2003 · 17 yrs 1 mo
Kidder, Peabody & CO. IncorporatedBroker
August 1982 - June 1986 · 3 yrs 10 mos
Otc Net IncorporatedBroker
June 1981 - June 1982 · 1 yr
State Registrations10 states
ALAZCACODEFLORTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.