Connor Tumblin is a registered investment advisor, based in Maumee, OH, with 5 years of industry experience.
Location
1700 Woodlands Drive, Maumee, OH, 43537
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Connor works as a compliance specialist and IAR for Retirement Guys Formula, dedicating about a quarter of his time to compliance and a few hours per week to providing financial advice. He also works as an insurance agent selling life and health insurance, and as registered support staff for Peak Brokerage Services, LLC, each taking a few hours per week.
Employment History
Current Registrations
Peak Brokerage Services, LLCBroker
The Retirement Guys Formula
State Registrations1 state
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