PF
PF
Paul Ferry is a registered investment advisor at Ferry Capital Management LLC, based in Duck, NC, with 35 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 9 clients with $9M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
9 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$9.0M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $20.0M | 0.75% |
| $20.0M - $35.0M | 0.65% |
| $35.0M - $50.0M | 0.50% |
| $50M+ | 0.50% |
Fees negotiable for accounts over $50,000,001. Assets held by clients within the same household may be combined for purposes of the above calculation to yield a reduced fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Duck, NC
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Regulatory History (1)
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Regulatory
November 2019Final
Employment History
Current Registrations
Ferry Capital Management LLC
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Ferry Capital Management LLC
January 2017 - December 2018 · 1 yr 11 mos
Ferry Capital Management LLC
November 2014 - December 2016 · 2 yrs 1 mo
Mullins Investment Management, INC.
January 2014 - January 2019 · 5 yrs
Piper Jaffray & CO.Broker
May 2002 - August 2006 · 4 yrs 3 mos
EbondtradeBroker
April 2000 - December 2001 · 1 yr 8 mos
U.S. Bancorp Piper Jaffray INC.Broker
May 1990 - December 1999 · 9 yrs 7 mos
Boettcher & Company, INC.Broker
June 1988 - May 1990 · 1 yr 11 mos
Glickenhaus & CO.Broker
May 1987 - June 1990 · 3 yrs 1 mo
Matthews & Wright Capital, INC.Broker
January 1985 - May 1987 · 2 yrs 4 mos
Matthews & Wright, INC.Broker
February 1983 - May 1987 · 4 yrs 3 mos
Goldman, Sachs & CO.Broker
June 1981 - December 1982 · 1 yr 6 mos
State Registrations2 states
MNNC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.