Michael Woloshin
Michael Woloshin is a registered investment advisor at Woloshin Investment Management, LLC, based in Medford, NJ, with 44 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 432 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.97% |
| $500K - $1.0M | 1.87% |
| $1.0M - $2.0M | 1.77% |
| $2.0M - $3.0M | 1.67% |
| $3.0M - $4.0M | 1.57% |
| $4.0M - $5.0M | 1.47% |
| $5M+ | 1.37% |
All fees are negotiable at WIM's sole discretion. WIM Managed Assets Program execution, custodial, and clearing fee is included in Total Annual Advisory Fee.
Fee Estimator
Location
40 North Main Street, Medford, NJ, 08055
Get directionsHistory
Regulatory History (10)
Employment Separation After Allegations
April 2016Customer Dispute
December 2008Customer Dispute
October 2002Customer Dispute
September 2001Customer Dispute
March 2000Regulatory
August 1997Customer Dispute
March 1996Customer Dispute
December 1993Regulatory
October 1990Customer Dispute
October 1990Other Business ActivitiesSells Insurance
Michael is a director at Advanced Educational Services since 1998. He also works as an insurance salesman/producer, selling health and life insurance policies, dedicating a few hours per week. Michael also provides trustee services for Deferred Sales Trusts, spending a few hours per week.
Employment History
Current Registrations
Woloshin Investment Management, LLC
Previous Registrations
Summit Brokerage Services, INC.Broker
J.P. Turner & Company, L.L.C.Broker
Oppenheimer & CO. INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Gruntal & CO. IncorporatedBroker
Herzfeld & Stern INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
D. H. Wallach, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.