James Smith
James Smith is a registered investment advisor at Asset Allocation Strategies, LLC, based in Fennville, MI, with 5 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 4,394 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum annual fee is 2% of assets under management. Fees are negotiable from client to client.
Fee Estimator
Location
Fennville, MI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a full-time math teacher and coach at Saugatuck Public Schools since 1997. He is also an insurance agent with GLP & Associates, selling life insurance and fixed/indexed annuities, dedicating about 10-20% of his time, and an investment advisor representative with Asset Allocation Strategies, LLC, spending a few hours per week.
Employment History
Current Registrations
Asset Allocation Strategies, LLC
Glp Investment Services, LLCBroker
Glp Investment Services, LLC
State Registrations1 state
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