James Hopkins
James Hopkins is a registered investment advisor at Cetera Investment Advisers LLC, based in Rogers, AR, with 4 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2003 South Horsebarn Road, Suite 4, Rogers, AR, 72758
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells insurance through Avantax Insurance Agency, dedicating minimal time to this activity. He is also a managing member of The Ascension Group LLC and a client relations coordinator for Landmark Financial LLC, where he spends full-time hours providing financial services and guidance.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations2 states
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