Art Dougan is a registered investment advisor, based in North Hollywood, CA, with 4 years of industry experience. Art is also registered as a broker, so some compensation may come from commissions on products sold.
Location
North Hollywood, CA
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
September 2023Other Business Activities
Art works full-time as a sales consultant for AssetMark Financial Holdings, Inc. He also co-owns Shiny's, LLC, an online retailer of collectibles, dedicating about 10-20% of his time to packaging orders, sourcing items, and researching prices.
Employment History
Current Registrations
Assetmark Brokerage, LLCBroker
April 2025 - Present · 1 yr 6 mos
Assetmark Brokerage, LLC
April 2025 - Present · 1 yr 6 mos
Assetmark, INC.
April 2025 - Present · 1 yr 6 mos
Previous Registrations
Transamerica Financial Advisors, LLCBroker
December 2024 - April 2025 · 4 mos
Transamerica Financial Advisors, LLC
December 2024 - April 2025 · 4 mos
TD Ameritrade, INC.Broker
January 2023 - September 2023 · 8 mos
Charles Schwab & CO., INC.
September 2021 - September 2023 · 2 yrs
Charles Schwab & CO., INC.Broker
September 2021 - September 2023 · 2 yrs
MML Investors Services, LLC
May 2021 - August 2021 · 3 mos
MML Investors Services, LLCBroker
March 2021 - August 2021 · 5 mos
State Registrations3 states
CAINMI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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