BS
BS

Benjamin Smith

5 Years of Experience
Peoria, IL
Broker

Benjamin Smith is a registered investment advisor at Wells Fargo Advisors, based in Peoria, IL, with 5 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2426 W Cornerstone Ct, Ste 2A, Peoria, IL, 61614

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin is the president of The Walk at Bluffton Square HOA, starting in November 2023. He spends a few hours per week working with the HOA management company, vendors, and subcommittees, discussing projects, events, and reviewing budgets.

Employment History
Current Registrations
Wells Fargo Advisors
November 2022 - Present · 3 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
First Command Advisory Services
April 2021 - November 2022 · 1 yr 7 mos
First Command Brokerage Services, INC.Broker
March 2021 - November 2022 · 1 yr 8 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Benjamin Smith - Financial Advisor | TrueAdvisor