David Hicks
David Hicks is a registered investment advisor at Cetera Investment Advisers LLC, based in Baltimore, MD, with 44 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
11 E. Poultney St, Baltimore, MD, 21230
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2020Customer Dispute
June 2019Customer Dispute
October 2018Other Business ActivitiesSells Insurance
David sells fixed insurance products as an insurance agent, dedicating a few hours per week. He also owns and rents apartments, manages business expenses through David A. Hicks, LTD., and works as a financial advisor for Totus Wealth Management, spending full-time hours on retirement planning, securities, and insurance.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Cetera Advisors LLC
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Triad Advisors, LLC
Triad Advisors LLCBroker
H. Beck, INC.
H. Beck, INC.Broker
Psa Equities, INC.Broker
Fsc Securities CorporationBroker
Manequity, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.