Gavin Heffernan
Gavin Heffernan is a registered investment advisor at Gwn Securities INC., based in Albany, NY, with 3 years of industry experience. Gavin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
4 Executive Park Drive, Albany, NY, 12203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gavin works as a bartender for Mixed Breed Brewing and DoubleCut LLC, spending about 10-20% of his time and about a quarter of his time respectively. He also works full-time for Northeast Wealth Management, LLC as a financial professional and insurance agent, selling fixed life insurance products.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
State Registrations7 states
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