Kathryn Prestwood is a CFP-designated registered investment advisor at Penney Financial, based in Houston, TX, with 5 years of industry experience. Kathryn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 93 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 0.65% |
| $1.5M - $3.0M | 0.55% |
| $3.0M - $5.0M | 0.45% |
| $5.0M - $10.0M | 0.35% |
| $10M+ | 0.28% |
The fee is deducted from client accounts monthly in arrears and is based on the average daily balance of the billing period. If the client recently completed a Financial Plan (within 60 days), the first 12 months may be discounted at the Firm’s discretion up to 100% of the previously completed Financial Plan cost.
Fee Estimator
Contact
Kathryn Prestwood
Location
825 Town and Country Lane, 12th Fl, Houston, TX, 77024-4563
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Penney Financial
State Registrations2 states
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